XML Schema Documentation

Schema Document Properties

Target Namespace urn://www.fsc.org.au/DDO/Dealings/1.0
Element and Attribute Namespaces
  • Global element and attribute declarations belong to this schema's target namespace.
  • By default, local element declarations belong to this schema's target namespace.
  • By default, local attribute declarations have no namespace.
Schema Composition
  • This schema imports schema(s) from the following namespace(s):
    • urn://www.fsc.org.au/DDO/Common/1.0 (at Common.xsd)

Application Data

<dcterms:title>
DDO Data Standards' Dealings' Elements
</dcterms:title>
<dcterms:licence>
The intellectual property rights in this document, including the copyright in the document, are owned by and retained by the FSC and its licensors. The FSC grants you a non-exclusive non-transferable licence for you and the organisation you represent (the User) to use this document internally within the User's business, including making copies, reproductions, and modifications of the document, and otherwise as expressly set out in the conditions below for so long as the User licenses this data standard. You and the User acknowledge and agree that the information contained in this document has been collated and prepared by the FSC for the sole purpose of assisting Users to manage their compliance with Part 7.8A of the Corporations Act 2001. The information contained in this document is based on current sources and practice as at 2021. The information contained in this document may need to be updated and revised as new sources of information emerge or practices change over time. Users should use their own judgment when making use of this material and should carefully evaluate its currency, completeness and relevance for their own purposes as well as the extent to which this material can or should be modified to suit the User's products. While steps have been taken to ensure the accuracy of the information contained in this document, the FSC does not guarantee, and accepts no legal liability whatsoever or howsoever arising from or connected to, the accuracy, currency, completeness of any material contained in this document (including any liability that may flow directly or indirectly from the modification of the information contained in this document) and makes no warranties as to suitability for you or non-infringement or for compliance with the data requirements under Part 7.8A of the Act.
</dcterms:licence>
<dcterms:rightsholder>
Financial Services Council Limited ABN 82 080 744 163
</dcterms:rightsholder>
<dcterms:copyright>
© 2021 Financial Services Council Limited ABN 82 080 744 163
</dcterms:copyright>
<dcterms:contributor>
Stephen Cox
</dcterms:contributor>

Prefix Namespace
Default namespace urn://www.fsc.org.au/DDO/Dealings/1.0
xml http://www.w3.org/XML/1998/namespace
mstns urn://www.fsc.org.au/DDO/Dealings/1.0
ddoc urn://www.fsc.org.au/DDO/Common/1.0
xs http://www.w3.org/2001/XMLSchema
<xs:schema targetNamespace="urn://www.fsc.org.au/DDO/Dealings/1.0" elementFormDefault="qualified">
   <xs:import namespace="urn://www.fsc.org.au/DDO/Common/1.0" schemaLocation="Common.xsd"/>
...
</xs:schema>

Global Declarations

Element: DealingsReport

Name DealingsReport
Type mstns:DealingsReportType
Nillable no
Abstract no
<DealingsReport>
   <Header> mstns:ReportHeaderType </Header> [1]
   <Body> mstns:ReportBodyType </Body> [1]
   <Footer> mstns:DealingsReportFooterType </Footer> [1]
</DealingsReport>
<xs:element name="DealingsReport" type="mstns:DealingsReportType"/>

Global Definitions

Complex Type: DealingCollectionType

Super-types: None
Sub-types: None
Name DealingCollectionType
Abstract no
No documentation provided.
<...>
   <TransactionDetail> mstns:DealingDetailType </TransactionDetail> [1..*]
</...>
<xs:complexType name="DealingCollectionType">
   <xs:sequence>
      <xs:element name="TransactionDetail" type="mstns:DealingDetailType" minOccurs="1" maxOccurs="unbounded" nillable="false"/>
   </xs:sequence>
</xs:complexType>

Complex Type: DealingDetailType

Super-types: None
Sub-types: None
Name DealingDetailType
Abstract no
No documentation provided.
<...>
   <DistributorType> ddoc:DistributorTypeEnum </DistributorType> [1]
   <DistributorIdentifier> ddoc:EntityIdentifierType </DistributorIdentifier> [1]
   <IsDealingInsideTMD> xs:boolean </IsDealingInsideTMD> [1]
   <IsPersonalAdvice> xs:boolean </IsPersonalAdvice> [1]
   <OutsideTMDReason> xs:string </OutsideTMDReason> [1]
   <DateOfDealing> xs:date </DateOfDealing> [1]
   <SizeOfDealing> xs:decimal </SizeOfDealing> [1]
   <UnitsOfDealing> xs:decimal </UnitsOfDealing> [1]
   <ProductIdentifier> ddoc:ProductIdentifierType </ProductIdentifier> [1]
   <TMDVersion> xs:integer </TMDVersion> [1]
   <DataStandardType> ddoc:TMDProductTypeEnum </DataStandardType> [1]
   <DataStandardVersionUsed> ddoc:DataStandardVersionEnum </DataStandardVersionUsed> [1]
   <Assessments> mstns:TMDCharacteristicAssessmentCollectionType </Assessments> [1]
</...>
<xs:complexType name="DealingDetailType">
   <xs:sequence>
      <xs:element name="DistributorType" type="ddoc:DistributorTypeEnum"/>
      <xs:element name="DistributorIdentifier" type="ddoc:EntityIdentifierType"/>
      <xs:element name="IsDealingInsideTMD" type="xs:boolean"/>
      <xs:element name="IsPersonalAdvice" type="xs:boolean"/>
      <xs:element name="OutsideTMDReason" type="xs:string"/>
      <xs:element name="DateOfDealing" type="xs:date"/>
      <xs:element name="SizeOfDealing" type="xs:decimal"/>
      <xs:element name="UnitsOfDealing" type="xs:decimal"/>
      <xs:element name="ProductIdentifier" type="ddoc:ProductIdentifierType"/>
      <xs:element name="TMDVersion" type="xs:integer"/>
      <xs:element name="DataStandardType" type="ddoc:TMDProductTypeEnum"/>
      <xs:element name="DataStandardVersionUsed" type="ddoc:DataStandardVersionEnum"/>
      <xs:element name="Assessments" type="mstns:TMDCharacteristicAssessmentCollectionType"/>
   </xs:sequence>
</xs:complexType>

Complex Type: DealingEntityCollectionType

Super-types: None
Sub-types: None
Name DealingEntityCollectionType
Abstract no
No documentation provided.
<...>
   <DealingEntity> ddoc:EntityDetailType </DealingEntity> [1]
</...>
<xs:complexType name="DealingEntityCollectionType">
   <xs:sequence>
      <xs:element name="DealingEntity" type="ddoc:EntityDetailType"/>
   </xs:sequence>
</xs:complexType>

Complex Type: DealingsReportFooterType

Super-types: None
Sub-types: None
Name DealingsReportFooterType
Abstract no
<...
 CountOfDealings="xs:integer" [0..1]
 TotalDealingsValue="xs:decimal" [0..1]
/> 

<xs:complexType name="DealingsReportFooterType">
   <xs:attribute name="CountOfDealings" type="xs:integer"/>
   <xs:attribute name="TotalDealingsValue" type="xs:decimal"/>
</xs:complexType>

Complex Type: DealingsReportType

Super-types: None
Sub-types: None
Name DealingsReportType
Abstract no
<...>
   <Header> mstns:ReportHeaderType </Header> [1]
   <Body> mstns:ReportBodyType </Body> [1]
   <Footer> mstns:DealingsReportFooterType </Footer> [1]
</...>
<xs:complexType name="DealingsReportType">
   <xs:sequence>
      <xs:element name="Header" type="mstns:ReportHeaderType" minOccurs="1" maxOccurs="1"/>
      <xs:element name="Body" type="mstns:ReportBodyType" minOccurs="1" maxOccurs="1"/>
      <xs:element name="Footer" type="mstns:DealingsReportFooterType" minOccurs="1" maxOccurs="1"/>
   </xs:sequence>
</xs:complexType>

Complex Type: ReportBodyType

Super-types: None
Sub-types: None
Name ReportBodyType
Abstract no
<...>
   <DealingEntities> ddoc:EntityCollectionType </DealingEntities> [1]
   <EntityRelationships> ddoc:EntityRelationshipCollectionType </EntityRelationships> [1]
   <Dealings> mstns:DealingCollectionType </Dealings> [0..1]
</...>
<xs:complexType name="ReportBodyType">
   <xs:sequence>
      <xs:element name="DealingEntities" type="ddoc:EntityCollectionType" minOccurs="1" maxOccurs="1"/>
      <xs:element name="EntityRelationships" type="ddoc:EntityRelationshipCollectionType" minOccurs="1" maxOccurs="1"/>
      <xs:element name="Dealings" type="mstns:DealingCollectionType" minOccurs="0" maxOccurs="1"/>
   </xs:sequence>
</xs:complexType>

Complex Type: ReportHeaderType

Super-types: None
Sub-types: None
Name ReportHeaderType
Abstract no
<...
 ddoc:StandardVersion="" [1] 
 ReportType="DealingsSelectionType" [0..1] 
>
   <ReportIdentifier> xs:string </ReportIdentifier> [1] 
   <ReportExtractionDateTime> xs:dateTime </ReportExtractionDateTime> [1] 
   <ReportSelectionRange> ddoc:ReportSelectionRangeType </ReportSelectionRange> [0..1] 
</...>
<xs:complexType name="ReportHeaderType">
   <xs:sequence>
      <xs:element name="ReportIdentifier" type="xs:string" nillable="false"/>
      <xs:element name="ReportExtractionDateTime" type="xs:dateTime"/>
      <xs:element name="ReportSelectionRange" type="ddoc:ReportSelectionRangeType" nillable="false" maxOccurs="1" minOccurs="0"/>
   </xs:sequence>
<-- Attributes -->   <xs:attribute ref="ddoc:StandardVersion" use="required"/>
   <xs:attribute name="ReportType" type="DealingsSelectionType"/>
</xs:complexType>

Complex Type: TMDCharacteristicAssessmentCollectionType

Super-types: None
Sub-types: None
Name TMDCharacteristicAssessmentCollectionType
Abstract no
<...>
   <Assessment> TMDCharacteristicAssessmentType </Assessment> [1..*]
</...>
<xs:complexType name="TMDCharacteristicAssessmentCollectionType">
   <xs:sequence>
      <xs:element name="Assessment" type="TMDCharacteristicAssessmentType" minOccurs="1" maxOccurs="unbounded"/>
   </xs:sequence>
</xs:complexType>

Complex Type: TMDCharacteristicAssessmentType

Super-types: None
Sub-types: None
Name TMDCharacteristicAssessmentType
Abstract no
No documentation provided.
<...>
   <TMDCharacteristic> ddoc:TMDCharacteristicEnum </TMDCharacteristic> [1]
   <AssessedValue> mstns:TMDIndicatorReasonEnum </AssessedValue> [1]
</...>
<xs:complexType name="TMDCharacteristicAssessmentType">
   <xs:sequence>
      <xs:element name="TMDCharacteristic" type="ddoc:TMDCharacteristicEnum"/>
      <xs:element name="AssessedValue" type="mstns:TMDIndicatorReasonEnum"/>
   </xs:sequence>
</xs:complexType>

Simple Type: DealingsSelectionType

Super-types: xs:string < DealingsSelectionType (by restriction)
Sub-types: None
Name DealingsSelectionType
Content
  • Base XSD Type: string
  • value comes from list:
    ByDate
    ById
<xs:simpleType name="DealingsSelectionType">
   <xs:restriction base="xs:string">
      <xs:enumeration value="ByDate"/>
      <xs:enumeration value="ById"/>
   </xs:restriction>
</xs:simpleType>

Simple Type: DistributorUniqueIdentifierTypeEnum

Super-types: xs:string < DistributorUniqueIdentifierTypeEnum (by restriction)
Sub-types: None
Name DistributorUniqueIdentifierTypeEnum
Content
  • Base XSD Type: string
  • value comes from list:
    FAR
    AFSL
No documentation provided.
<xs:simpleType name="DistributorUniqueIdentifierTypeEnum">
   <xs:restriction base="xs:string">
      <xs:enumeration value="FAR"/>
      <xs:enumeration value="AFSL"/>
   </xs:restriction>
</xs:simpleType>

Simple Type: TMDIndicatorReasonEnum

Super-types: xs:string < TMDIndicatorReasonEnum (by restriction)
Sub-types: None
Name TMDIndicatorReasonEnum
Content
  • Base XSD Type: string
  • value comes from list:
    InTargetMarket
    PotentiallyInTargetMarket
    NotConsideredInTargetMarket
    NoAssessment
<xs:simpleType name="TMDIndicatorReasonEnum">
   <xs:restriction base="xs:string">
      <xs:enumeration value="InTargetMarket"/>
      <xs:enumeration value="PotentiallyInTargetMarket"/>
      <xs:enumeration value="NotConsideredInTargetMarket"/>
      <xs:enumeration value="NoAssessment"/>
   </xs:restriction>
</xs:simpleType>

Glossary

Abstract (Applies to complex type definitions and element declarations). An abstract element or complex type cannot used to validate an element instance. If there is a reference to an abstract element, only element declarations that can substitute the abstract element can be used to validate the instance. For references to abstract type definitions, only derived types can be used.

All Model Group Child elements can be provided in any order in instances. See: http://www.w3.org/TR/xmlschema-1/#element-all.

Choice Model Group Only one from the list of child elements and model groups can be provided in instances. See: http://www.w3.org/TR/xmlschema-1/#element-choice.

Collapse Whitespace Policy Replace tab, line feed, and carriage return characters with space character (Unicode character 32). Then, collapse contiguous sequences of space characters into single space character, and remove leading and trailing space characters.

Disallowed Substitutions (Applies to element declarations). If substitution is specified, then substitution group members cannot be used in place of the given element declaration to validate element instances. If derivation methods, e.g. extension, restriction, are specified, then the given element declaration will not validate element instances that have types derived from the element declaration's type using the specified derivation methods. Normally, element instances can override their declaration's type by specifying an xsi:type attribute.

Key Constraint Like Uniqueness Constraint, but additionally requires that the specified value(s) must be provided. See: http://www.w3.org/TR/xmlschema-1/#cIdentity-constraint_Definitions.

Key Reference Constraint Ensures that the specified value(s) must match value(s) from a Key Constraint or Uniqueness Constraint. See: http://www.w3.org/TR/xmlschema-1/#cIdentity-constraint_Definitions.

Model Group Groups together element content, specifying the order in which the element content can occur and the number of times the group of element content may be repeated. See: http://www.w3.org/TR/xmlschema-1/#Model_Groups.

Nillable (Applies to element declarations). If an element declaration is nillable, instances can use the xsi:nil attribute. The xsi:nil attribute is the boolean attribute, nil, from the http://www.w3.org/2001/XMLSchema-instance namespace. If an element instance has an xsi:nil attribute set to true, it can be left empty, even though its element declaration may have required content.

Notation A notation is used to identify the format of a piece of data. Values of elements and attributes that are of type, NOTATION, must come from the names of declared notations. See: http://www.w3.org/TR/xmlschema-1/#cNotation_Declarations.

Preserve Whitespace Policy Preserve whitespaces exactly as they appear in instances.

Prohibited Derivations (Applies to type definitions). Derivation methods that cannot be used to create sub-types from a given type definition.

Prohibited Substitutions (Applies to complex type definitions). Prevents sub-types that have been derived using the specified derivation methods from validating element instances in place of the given type definition.

Replace Whitespace Policy Replace tab, line feed, and carriage return characters with space character (Unicode character 32).

Sequence Model Group Child elements and model groups must be provided in the specified order in instances. See: http://www.w3.org/TR/xmlschema-1/#element-sequence.

Substitution Group Elements that are members of a substitution group can be used wherever the head element of the substitution group is referenced.

Substitution Group Exclusions (Applies to element declarations). Prohibits element declarations from nominating themselves as being able to substitute a given element declaration, if they have types that are derived from the original element's type using the specified derivation methods.

Target Namespace The target namespace identifies the namespace that components in this schema belongs to. If no target namespace is provided, then the schema components do not belong to any namespace.

Uniqueness Constraint Ensures uniqueness of an element/attribute value, or a combination of values, within a specified scope. See: http://www.w3.org/TR/xmlschema-1/#cIdentity-constraint_Definitions.